Compliance Officer (a)

Join our Governance & Finance Compliance team to manage compliance and legal risks, especially in investing and trading.
Your responsibilities include:

• Initiating and performing 2nd-line controls in Suitability and Asset Management (FIDLEG, KAG, FINIG).
• Handling inquiries related to Suitability and Asset Management (FIDLEG, KAG, FINIG).
• Developing training materials and participating in training sessions for Suitability and Asset Management.
• Reviewing and processing internal instructions and contracts in Suitability and Asset Management.
• Engaging in other compliance tasks including controls, inquiries, and regulatory monitoring.